Portfolio Execution Services

Revopex has offered portfolio execution services to clients for decades. Our philosophy remains the same today as the day we opened our doors:

Compliance

Compliance officers and investment managers today face unprecedented challenges relating to SEC, FINRA and European mandates as regulatory reporting has become more complex. Ever-changing trading methods and the latest technical advances present companies with increased oversight burdens and compliance challenges. Our compliance and trade surveillance software products offer comprehensive and versatile features that allow asset owners, broker-dealers, investment advisors, and exchanges to comply with various data-driven regulations while ensuring ongoing monitoring capabilities.

Compliance Plus

Compliance officers and investment managers today face unprecedented challenges relating to SEC and FINRA regulations as regulatory reporting has become more complex. Ever-changing trading methods and the latest technical advances present companies with increased oversight burdens and compliance challenges. . Our Compliance+ software product offers a comprehensive and versatile

MiFID Solutions

MiFID (Markets in Financial Instruments Directive), in place since November, 2007, has been a European financial services regulation meant to assist fair competition in the EU’s markets and ensure a consistent level of consumer protection.

While MiFID applied solely to equity products, MiFID extends to other asset classes and has more specific and wide-ranging reporting execution and record keeping requirements.